Browsing Tag

U.S. Securities and Exchange Commission

The SEC could exclude crypto companies from registration as securities brokers

Amid discussions about the creation of a bitcoin fund in the United States and the ups and downs in the price of the market's leading cryptocurrency, acting SEC Chairman Mark Uyeda asked staff to abandon "a rule change that would expand the definition of alternative trading systems to include…

Robinhood fined $45 million by SEC

Robinhood Securities LLC and Robinhood Financial LLC will be required to pay a $45 million fine for failure to comply with various rules imposed by the U.S. Securities and Exchange Commission (SEC). SEC official Sanjay Wadhwa said:…